Intapp Employee Compliance
Reduce compliance risk by reviewing and managing employees’ outside business activities, personal investments, political activity, and attestation documents in a single location.
Increase investor confidence by demonstrating your firms’ adherence to internal code-of-ethics policies and regulatory requirements — all using Intapp Employee Compliance.
Quickly identify and mitigate compliance risks to firm code-of-ethics policies.
Review, update, complete, and audit required documentation and decisions.
Make compliance easier for employees with timely approvals aligned to firm policies.
Simplify disclosure of investments, outside business activities, and other material concerns.
Save time and reduce errors by connecting brokerage accounts through managed setup and maintenance.
Complete required attestation, firm documents, and disclosures in one location.
Quickly approve employee requests and investment activity using your firm’s restricted list.
Provide a hub where spouses or financial planners can initiate, track, and receive approval of trade requests.
Customize periodic or ad hoc reports and audits by filtering and configuring data as needed.
Fill out the form and someone will be in touch to schedule a demo.
