Intapp Employee Compliance: Managed brokerage feeds
Minimize the time and effort needed to manage and monitor employees’ personal brokerage account activity. Intapp Employee Compliance manages the set-up and ongoing maintenance of your professionals’ trade data feeds and validates their trade activity. And with Intapp Employee Compliance, your employees’ transactions are automatically standardized into a normalized format — reducing human error and false positives and accelerating trade approval validation.
Access direct API connections with hundreds of brokerage firms.
Offload maintenance and the IT burden of resolving broken API feeds to the Intapp team.
Receive data from different feeds in a standardized, easily comparable format.
Get proof of transactions with direct API-based broker data.
Make faster and more accurate transaction comparisons with enriched data normalization.
Receive notifications of violations between trade approvals and broker accounts.
Review and resolve with confidence, knowing your broker feeds are managed and maintained for you.
Video
Firms are facing strict regulations on employee compliance that can threaten their reputation and re...
Learn more
Video
Firms must stay aligned with regulations and protect against reputational risk by ensuring employees...
Learn more
Fill out the form and someone will be in touch to schedule a demo.