Validate trade approvals with managed brokerage feed data.

Intapp Employee Compliance: Managed brokerage feeds

Reduce human error and accelerate trade approval validation

Minimize the time and effort needed to manage and monitor employees’ personal brokerage account activity. Intapp Employee Compliance manages the set-up and ongoing maintenance of your professionals’ trade data feeds and validates their trade activity. And with Intapp Employee Compliance, your employees’ transactions are automatically standardized into a normalized format — reducing human error and false positives and accelerating trade approval validation.

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Automated, managed broker feeds provide validation for trade requests

Offload maintenance burdens with automation

Set-up and managed brokerage feeds

Access direct API connections with hundreds of brokerage firms.

Ongoing maintenance of API feeds

Offload maintenance and the IT burden of resolving broken API feeds to the Intapp team.

Enrichment and data normalization

Receive data from different feeds in a standardized, easily comparable format.

Simplify validation of trade requests

Minimize data input

Get proof of transactions with direct API-based broker data.

Reduce false positives

Make faster and more accurate transaction comparisons with enriched data normalization.

Save time

Receive notifications of violations between trade approvals and broker accounts.

Increase productivity

Review and resolve with confidence, knowing your broker feeds are managed and maintained for you.

Learn more about Intapp Employee Compliance

Video

A compliance officer’s guide to seamlessly mitigating risk

  • Intapp Employee Compliance

Firms are facing strict regulations on employee compliance that can threaten their reputation and result in hefty fines. For many compliance officers, keeping track of the employee data is burdensome, time-consuming and manual. Sam Bergen, Practice Group Lead – CRM Employee Compliance, demos how our employee compliance software simplifies this process with a unique, easy-to use, streamlined solution.

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Video

How to simplify your firm’s employee compliance activities

  • Intapp Employee Compliance

Firms must stay aligned with regulations and protect against reputational risk by ensuring employees adhere to firm policies and comply with regulations. However, tracking employee compliance can be a burdensome, time-consuming, and often a highly manual process. Sam Bergen, Practice Group Lead – CRM Employee Compliance, demos how our employee compliance solution can help your firm feel confident that your employees are staying aligned with regulations and avoiding code-of-ethics violations.

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